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Addressing the recent issues with DOAB

The Directory of Open Access Books (DOAB) is an independent, not-for-profit index of  peer-reviewed open access books. Our current collection consists of 86,000+ titles from 750+ publishers and in 100+ languages.  

Lately, we have received feedback on a disruption to DOAB, noticing the website takes a while to load, times out, or even crashes. We apologise to anyone who has experienced any inconvenience. This is due to a server capacity overload. Put simply: DOAB is too large for the environment it currently runs on.  

To solve this more structural issue and provide you with an improved service, we have struck an exciting partnership with the European Centre for Nuclear Research (CERN), see the announcement from March, and we currently are in the process of migrating our services  to the CERN Data Center. We hope to finalise this move by the end of September. 

We value our community of stakeholders and users and share in your frustration. We thank you for your continued patience with us as we navigate this challenge and move the entire DOAB (and OAPEN) environment to CERN’s Data Center.  

Guest post: Taylor & Francis – A Decade of Publishing OA Books

We are excited to share with the members of DOAB that we recently marked 10 years of open access book publishing. Negotiating Bioethics became the first fully open access Taylor & Francis book back in 2013. Ten years later, with a list of more than 1,500 OA titles and thousands of individual open chapters, we continue to strive to be one of the world’s leading open access book publishers.  

To celebrate a decade of open access books, a new collection was created by our commissioning editors who nominated 12 standout OA books of the last decade. This diverse range of titles puts a spotlight on the role of open access in sharing new knowledge with a broad readership on important global issues, including human rights, environmental justice, sustainable development and public health.

A commitment towards our vision to enhance dissemination of our OA content and cultivate a successful OA books program was boosted as early as 2017 by joining and hosting OA content on OAPEN. We are proud that we are the largest participating publisher in the OAPEN platform, as discoverability and trustworthy metadata is an important piece of the puzzle and challenge in OA book publishing.

We would like to thank our colleagues at DOAB for the opportunity to answer some of their questions below which we hope would be of interest to all of you.

What drove T&F’s decision to sponsor DOAB and why was it an important one to make?

As a leading OA book publisher, we believe that we have a role to play in supporting community driven services, as well as ensuring the widest dissemination of our content. Therefore, we are delighted to contribute to the development and sustainability of DOAB’s platform and services via our continuing Gold sponsorship.

We really enjoy collaborating with the broader DOAB team on a range of initiatives, including via the ongoing OA Book Usage Data Trust, as well as providing input to OAPEN’s Book Analytics Service, PALOMERA, and joining the innovative new PRISM initiative.

Tell us a bit about your experience with PRISM. How was your experience describing your peer review processes and what have you learnt from this?

Our participation in DOAB’s new Peer Review Information Service for Monographs (PRISM) initiative was indeed a positive experience.

It is our policy to peer review all proposed book projects before offering a contract, including open access proposals. Therefore, our open access content follows the same editorial and production processes as the rest of our book publishing including a robust peer review workflow which encompasses a large cohort of scholars, internal subject matter experts, and practicing educators who serve as peer reviewers.

During the PRISM project it was encouraging to confirm that, despite the broad range of our publishing program across over 60 subjects within HSS and STEM, our peer review processes remain thorough and consistent.

How has inclusion in PRISM been received by your community? 

Research integrity is an issue of ever-increasing importance within the broader open research movement, including addressing author concerns around the quality of OA book publishing. Therefore, it is our hope that joining initiatives such as PRISM, in which information about the peer review process is easily available to DOAB users, will help to address these wider concerns.

By providing details about when the review took place (such as at proposal stage) and the type of peer reviewer (for example, by an external reviewer), we are able to enhance the transparency and trust of OA books and to showcase the high quality of this scholarship.

How do T&F see OA book publishing developing and what do you predict your role in this might be?

We are keen to listen and are proactive in initiatives and discussions with funders, libraries, societies, and other stakeholders, with the ambition to make the option to publish open access as straightforward as possible for all involved. With this in mind, we aim to continue to innovate and experiment with new OA models to enable the long-term, sustainable transition to open access.

For example, we have recently introduced a new pilot initiative, Pledge to Open as the first step towards building a sustainable and affordable collective funding model. We continue participating in the SCOAP3 books programme opening up titles in high energy physics, at no cost to the authors. We have also now published over 100 T&F books OA via Knowledge Unlatched, including collections within African Studies, providing an alternative OA publishing solution for Africa-based scholars.

As we are all witnessing, the OA book landscape is constantly evolving, presenting a range of challenges, in particular within an international context where open access mandates and perceptions differ, especially when some countries and regions have well-established open access frameworks, while others are still getting to grips with navigating the complexities of the OA book ecosystem in their own setting.

Therefore, every stakeholder has an integral role to play to speed up the transition to open access for books and promote open research in book publishing. It is important for all of us, publishers, funders, institutions, librarians, researchers, services providers, and other key players in scholarly communication and open research to engage and work together towards aligned practices that will maximise the impact, diversity, and equity of the OA books landscape.

Maria Angelaki (Partnership Development Manager, Open Access Books)

James Watson (Open Access Books Lead)

‘Ubuntu’ in Africa and Beyond: Building a Global Community for Open Access Books

This blog post is written by Jordy Findanis, Project Manager, on DOAB’s recent participation in the workshop “Towards Sustainable Open Access Book Publishing in the African Context” at the University of Cape Town in South Africa, 7–9 February 2024.

A more equitable, inclusive and sustainable open access (OA) publishing landscape can only be achieved by engaging with communities outside the usual sphere of influence within the wider publishing ecosystem. Such an understanding informs DOAB’s mission to serve as a global discoverability service as it continues to build its collection of high-quality, academic, peer-reviewed OA books. Despite the list’s growing diversity, now including more than eighty languages and 700 publishers, there is still a strong underrepresentation of OA research from the global South, not least Africa. As part of DOAB increasingly accelerating its outreach activities in the African context, and growing our understanding of OA in the many different settings that constitute that vast continent, my colleagues Niels Stern (Managing Director) and Mary Felix-Mania (General Manager) and I welcomed the opportunity to attend the in-person workshop “Towards Sustainable Open Access Book Publishing in the African Context” held on 7–9 February at the University of Cape Town. 

Beautifully perched on the lower slopes of iconic Table Mountain, the University of Cape Town (UCT) and UCT Libraries served as an ideal venue for the three-day workshop. The remit of the workshop was to address barriers and challenges impeding open scholarly communication from flourishing in the African context and to probe opportunities and developments that can support the open agenda and grow African scholarship. In collaboration with our good colleagues from the Open Book Futures project, the UCT, Lancaster University and the Association of African Universities, we teamed up with delegates from countries all over Africa − including South Africa, Malawi, Kenya, Botswana, Zimbabwe, Tanzania, Sudan, Ghana, Lesotho, Nigeria, Zambia and Namibia − to learn from each other, exchange ideas and skills, and share best practices.

Reclaiming Equity in Practice

A key issue informing the workshop from the outset was inequity within scholarly publishing. With the advent of the internet and the early drafting of OA declarations came the hope of the enfranchisement of marginalised research communities. But rather than enabling the production and dissemination of research, the very inequities that the OA movement sought to redress have become further entrenched. As the publishing landscape continues to be disproportionately “northernised,” systemic inequalities will persist and prevent a healthy and not least necessary bidirectional flow of research between the north and south. A significant point reiterated throughout the workshop was to work towards adopting practices and policies that address local concerns, that is, leveraging support for local knowledge production and developing bespoke infrastructures and resources to serve that very aim. This begs the question: how can this be done in practice?

Something that was stressed throughout the workshop was the importance of developing local infrastructures that can support African research. The University of Cape Town, for example, has made significant inroads in reclaiming ownership of its knowledge production by flipping their publishing house to a fully-fledged OA press and further developing the African Platform for Open Scholarship. Sitting within the UCT Libraries, this platform seeks to sustain diamond OA publishing, and its overarching aim is to make it possible for “the African research community to take ownership of creating and sharing its own scholarly content, which contributes to the growth and development of local research for African society,” and thus fostering a “community-based publishing alternative model that disrupts the commercial publishing system. This shift returns the control of publishing back to the researcher community.”[1] In 2023 DOAB was delighted to welcome the African Platform for Open Scholarship as one of our new Trusted Platform Network partners. Such collaborations are important as they promote the equitable flow and exchange of research, but also, crucially, as we depend on these partner platforms’ expertise and understanding of their own local research areas and cultures. We trust that, in time, this and the enhancement of similar initiatives across Africa will improve research dissemination, ensure more bibliodiversity and pave the way for bridging the global North−South knowledge divide.

There are many components that need to be in place to ensure a healthy and sustainable OA ecosystem. In dedicated workshop sessions, a wide range of important issues impinging on OA were collectively discussed, including repositories, metadata and distribution, funding, network building and advocacy, dispelling of OA myths, facilitating OA toolkits and resources, OA publishing and the production processes, and copyright and licensing. What emerged from these lively sessions was a myriad of different perspectives and experiences. Within the library space, for example, we heard of cases in which one institution had some resources and infrastructure but no policy in place, whereas the reverse would be the case for another institution. Several delegates mentioned that it was difficult to align strategies even within the same institution − as one delegate eloquently put it, using the metaphor of a band: the drums are playing in the east, the guitar in the west, the bass in the south and the singer in the north. At the end of the day, it is up to a few committed staff to align, facilitate and drive OA in their institutions with whatever resources they have at hand.  

Takeaways and Challenges

The Secretary General of the African Association of Universities, Professor Olusola Oyewole − representing over 440 African universities – spoke to some of the most immediate and pressing challenges raised by delegates as critical to overcome in a continental OA push: 1) advocacy and OA awareness; 2) capacity building for OA; 3) fostering networks, partnerships and collaboration; 4) and nurturing leadership and governance of Africa higher education institutions to respond to the needs of research communities. He proposed that AAU could serve as a vessel to leverage support in following through on key action points with concrete measures. Some of these included working closely with UCT and appointing officers at the AAU to facilitate OA-related initiatives. The assistance of a pan-African organisation such as the AAU is crucial to the promotion of African knowledge production and the infrastructures that must sustain it, but so too is advocacy and the championing of OA on a local level. Delegates acknowledged that much work needed to be done and that institutional, cross-institutional and cross-national stakeholder collaboration is important in the African context over the next years.

Though familiar challenges were discussed across the event, the recurring ones were lack of funding, infrastructure (relating to both technical challenges and repositories or service providers like DOAB), human resources and training and generally the lack of awareness about OA and incentives to solicit support from researchers, university leadership and policymakers.

A key takeaway from the workshop was that working in isolation or in a siloed manner prevents the necessary exchange of skills and resources − whether in the university, library, independent publishing house or in other scholarly communication spaces.

To sustain OA publishing there is an imperative need for collaboration and sharing – or summed up in a word spoken by many delegates, ubuntu, a nebulous word of Zulu origin that is used in many African countries. Although generally understood to mean “humanity,” the word encompasses a wide range of meanings and nuances that can also evoke a sense of the interconnectedness − or shared community − of individuals. In a research context, it is immediately clear why ubuntu is an apt word to designate community-led values, sharing research and resources to the benefit of all. No researcher, publisher, university, or library is an island unto itself − each holds an important stake in the other, and a healthy and sustainable OA environment is one in which the sum of all its parts work together, further empowering each in its turn.

We all shared the sense that the event had been a success – confirmed by post-workshop responses from participants. We learned so much from each other, made new friends, forged networks and left the workshop with a much better understanding of OA in the African context. This included the challenges that lie ahead, but also concrete ways of overcoming them. We aim to continue supporting local initiatives, including an OA landscape mapping exercise, and make best use of the momentum gathered from the workshop. DOAB will continue to make its services available to researchers, publishers, libraries and other stakeholders and to support African OA agendas. Over the next few years, we will seek to increase our outreach activities in Africa and engage with publishers, libraries and other stakeholders to continue our community-driven mission of ensuring bibliodiversity, equity and inclusion within OA book publishing.

A Word of Thanks

On behalf of DOAB, I would like to thank the University of Cape Town and UCT Libraries, and particularly Ujala Satgoor, Reggie Raju, Jill Claassen and Sai Maharaj for graciously hosting us and making our stay so pleasant; thanks also to our Open Book Futures partners, Thoth Open Metadata’s Vincent van Gerven Oei and our colleagues at the Open Book Collective, particularly Judith Fathallah and Joe Deville, for their invaluable work in bringing the workshop together; and last but not least we express our deepest gratitude to the AAU and all the other African delegates who came from near and far, for enriching the event with important perspectives from the spaces they are all working in.


[1] https://blog.aau.org/a-webinar-on-a-continental-platform-for-sharing-african-scholarship/

Open access books – measured in a context

For over a decade, there have been open access books platforms. Each of those platforms share usage data and when you are an author of an open access book, you would find that it has been downloaded a certain amount of times. But how should you interpret that number? Unfortunately, the answer is not straightforward. The usage is influenced by the language of the title, its subject, but also by the platform: not all platforms reach the same audiences; furthermore, there might be seasonable differences. For instance, usage of the OAPEN Library is lower in the months of June to August, compared to September to November.

So, it would be helpful to have some clarity. A possible solution is a new metric – the Transparent Open Access Normalized Index (TOANI) score. It is designed to provide a simple answer to the question of how well an individual open access book or chapter is performing. The transparency is based on clear rules, and by making all of the data used visible. The data is normalized, using a common scale for the complete collection of an open access book platform and – to keep the level of complexity as low as possible – the score is based on a simple metric: the usage is either average, below or above average.

How does it work? As a proof of concept, we analysed the usage data of over 18,000 books in the OAPEN Library. Each book was assigned one high level subject, and the language was categorized as either English, German or Other languages. Each book was placed in a group that combined one subject and one language. Within those groups, we looked at the usage data, and determined whether a book was having average, more or less downloads.

Between groups, there are large differences: for instance, a German-language book on Humanities with 300 downloads is doing better than average, while an English-language book on Humanities would need to have reached at least 652 downloads to reach the same level. Another example is the difference between titles on Language in German versus other languages. Here, German-language books downloaded more than 250 times are scoring better than average. For books in other languages the bar is much higher: 385.

In this way, we can see how well a book is performing, compared to similar titles. In other words: when we consider the context of a book, we can actually say if its usage is better than expected.

Read more in the newly published article by Ronald Snijder, “Measured in a context: making sense of open access book data,” Insights, 2023, 36: 20, 1–10; DOI: https://doi.org/10.1629/uksg.627

PRISM & Peer Review Week: building trust in OA books through transparency of peer review procedures

What comes to your mind when you hear the words peer review? Perhaps it’s a group of academics evaluating manuscripts and papers, or maybe it’s a specific type of peer review, like open, double-anonymised, or collaborative. Some of you might even think of DOAB’s Peer Review Information Service for Monographs, or PRISM, as we like to call it.  

If you’ve never heard of PRISM or need a little reminder, for this year’s Peer Review Week (25-29 September), we at DOAB thought we’d tell you (especially you publishers out there) all about it! 

So, what exactly is PRISM? Good question! PRISM is a standardised way for academic publishers to display information about their peer review processes across their entire catalogue through DOAB. And the best part about it? It’s completely free!  

How does it work? you may ask. Well, first and foremost, participating publishers send us their peer review information. As well as displaying each publisher’s peer review processes, we also show which process applies to which individual publication from that publisher, for complete transparency. 

PRISM is recognisable through the handy logo visible next to a publisher or the title of a publication (all you need to do is click the logo to display more information). You can also use the search query ‘peerreview.id:*’ to find all DOAB publications with linked PRISM records (of which there are over 5,200). Last but certainly not least, the PRISM API, which includes peer review metadata, allows application developers to seamlessly incorporate peer review information into other applications. 

PRISM benefits the academic publishing community by: 

  • giving librarians confidence in recommending open access publications to their patrons 
  • allowing funders and users to see key details about quality control processes of open access books, and 
  • providing publishers with the opportunity to showcase their best practices

PRISM has been around for about a year now, and we’d love for more publishers to join us as we grow and expand this free service. We’re even developing a widget for publishers to use on their websites! You can participate following these simple steps: 

  1. Check you’re a member of DOAB and join us if you’re not 
  1. Agree to the T&Cs of PRISM
  1. Provide DOAB with your peer review process(es) as described in our documentation for publishers
  1. Log in to DOAB and create a PRISM peer review submission. When it’s accepted, your submission becomes a record. If it’s rejected, the information is deleted
  1.  Attach your PRISM record to the applicable publication(s).

Don’t forget that the OAPEN Library’s participating publishers’ peer review policies are also listed on OAPEN’s website for anyone to access.  

Please reach out to us with any questions, comments, feedback, or to participate in the PRISM service at info@oapen.org

DOAB celebrates its 10th anniversary!

This year, the Directory of Open Access Books (DOAB), led by OpenEdition and OAPEN Foundation, celebrates its 10th anniversary. Since its inception, DOAB has evolved from an idea for indexing high quality peer-reviewed open access books and chapters to a globally used and open directory serving not only researchers and the wider scholarly community, but also the public. 

Back in 2009, following the successful example of the Directory of Open Access Journals (DOAJ), the OAPEN project leaders thought to create a similar resource for open access books and chapters. Discussions first took place at the Open Access Scholarly Publishers Association (OASPA) conference in Lund in 2010.  

DOAB was officially launched at the First International Conference on OA Monographs in the Humanities and Social Sciences in April 2013. The difference between the OAPEN Library and DOAB is that DOAB is a directory linking to open access books and chapters on other platforms and publishers’ websites to increase discoverability, whereas the OAPEN Library is a digital library where you can access the full text. They both share a mission to increase trust in open access books and book publishing. 

DOAB becomes and independent not-for-profit organisation 

DOAB was established as a Foundation in March 2019 under Dutch Law, jointly managed and governed by the OAPEN Foundation and OpenEdition, the French national infrastructure dedicated to open scholarly communication in the SSH. The creation of DOAB as an independent, not-for-profit legal entity ensures its sustainability to continually serve the needs of the academic community, including libraries, publishers, researchers, funders, and the public. 

Marie Pellen, Director of OpenEdition, says: “DOAB is a successful example of European cooperation across borders. We are delighted to see DOAB becoming more mature and recognised as a crucial infrastructure for open science. We are grateful to CNRS, Aix-Marseille University and the French Ministry of Research for their constant support.  This common effort enables us to create a resource that serves the research community worldwide and promotes bibliodiversity in scholarly publishing.”  

In 2020, DOAB was jointly chosen alongside OAPEN for the SCOSS second funding cycle which aims to help infrastructures become more sustainable and financially independent. SCOSS encourages universities who are invested in open science and open access to support the non-commercial services on which it depends; DOAB and OAPEN are crucial infrastructures that support the transition to open access book publishing and increase trust in the industry. 

DOAB today 

DOAB is an open infrastructure committed to open science. Its main mission is to increase discoverability of open access books and maximise their dissemination, visibility and impact. All DOAB services are free of charge and all data is freely available.  

At the time of the launch, DOAB contained 750 books from 20 publishers. Today, DOAB includes over 68,000 open access books and book chapters from over 600 publishers in more than 60 languages.  

DOAB created the Trusted Platform Network to enhance the discoverability of open access books and enable a more seamless process for publishers to list their open access books by allowing them to check whether their content meets the DOAB criteria and automatically list books and chapters.   

In November 2022, the Peer Review Information Service for Monographs (PRISM) was launched to further build trust in peer review and open access academic book publishing. PRISM is a standardised way for academic publishers to display information about their peer review processes across their entire catalogue. The PRISM logo is included on title level and at metadata level.  PRISM is now integrated in the OPERAS portfolio of services and, thanks to this, is exposed in the EOSC marketplace.

Looking to the future 

DOAB is designed to improve transparency around the quality assurance practices in open access book publishing by further developing the PRISM service and intend to continue to build trust by partnering with more publishers and aggregators globally to expand the directory for researchers, the wider scholarly community, and the public to discover.  

DOAB is still mainly populated with publishers from Europe and North America, so it aims to prioritise being more globally inclusive in the coming years, supporting bibliodiversity. An important part of DOAB’s mission is to enable equitable access to global distribution for book publishers and authors, in the same way that open access books are already provided to libraries and readers globally. DOAB seeks to serve open and equitable scholarly publishing in the best possible ways. 

Explore the collection today! 

Le DOAB fête ses 10 ans !

Le DOAB (Directory of Open Access Books), piloté par OpenEdition et la fondation néerlandaise OAPEN, fête cette année ses dix ans d’existence. Né de l’idée d’indexer des livres et des chapitres de livres en accès ouvert évalués par les pairs, le DOAB est aujourd’hui devenu un répertoire ouvert utilisé dans le monde entier, non seulement par la communauté scientifique, mais aussi par le grand public. 

En 2009, s’inspirant du succès du Directory of Open Access Journals (DOAJ), l’équipe d’OAPEN a l’idée de créer une ressource similaire pour les livres et les chapitres de livres en accès ouvert. Les premières discussions ont eu lieu à la conférence de l’Open Access Scholarly Publishers Association (OASPA) tenue à Lund en 2010.  

Le DOAB est officiellement lancé à l’occasion de la première conférence internationale sur les monographies en accès ouvert dans le domaine des sciences humaines et sociales en avril 2013. Le DOAB est différent de la plateforme OAPEN, car il s’agit d’un répertoire qui renvoie vers des livres et des chapitres de livres en accès ouvert se trouvant sur d’autres plateformes et sur les sites Web d’éditeurs afin d’accroître les possibilités de découverte. OAPEN est quant à elle une bibliothèque numérique qui donne accès au texte complet. Les deux ont toutefois pour mission commune de renforcer la confiance dans les livres et l’édition de livres en accès ouvert. 

Le DOAB devient une organisation indépendante à but non lucratif 

En mars 2019, la fondation DOAB de droit néerlandais est créée. La Fondation OAPEN et OpenEdition, infrastructure nationale française dédiée à la communication scientifique ouverte en sciences humaines et socialees, en assurent conjointement la gestion et la gouvernance. Doter le DOAB d’un statut juridique à but non lucratif assure sa viabilité pour continuer de répondre aux besoins de la communauté académique, y compris les bibliothèques, éditeurs, chercheurs, organismes de financement et le grand public. 

Pour Marie Pellen, directrice d’OpenEdition, le DOAB « est un exemple réussi de coopération européenne par-delà les frontières. Nous sommes ravis de voir le DOAB évoluer et s’imposer en tant qu’infrastructure incontournable pour la science ouverte. Nos remerciements vont au CNRS, à l’université d’Aix-Marseille et au ministère de la Recherche pour leur soutien sans faille. Grâce à cet effort commun, nous pouvons créer une ressource au service de la communauté de recherche mondiale qui favorise la bibliodiversité dans l’édition universitaire. »  

En 2020, le DOAB a été retenu avec l’OAPEN pour le deuxième cycle de financement de SCOSS, dont le but est d’aider les infrastructures à devenir plus durables et indépendantes financièrement. L’initiative SCOSS encourage les universités investies dans la science ouverte et l’accès ouvert à soutenir les services non commerciaux dont elle dépend ; le DOAB et l’OAPEN sont des infrastructures essentielles qui soutiennent la transition vers la publication de livres en accès ouvert et renforcent la confiance dans ce secteur. 

Le DOAB aujourd’hui 

Le DOAB est une infrastructure ouverte engagée dans la science ouverte. Il a pour mission d’accroître les possibilités de découvrir des livres en accès ouvert et de maximiser leur diffusion, leur visibilité et leur impact. Tous les services du DOAB sont gratuits, tout comme l’accès à l’ensemble des données.  

À son lancement, le DOAB contenait 750 livres provenant de 20 éditeurs. Aujourd’hui, il inclut plus de 68 000 livres et chapitres de livres en accès ouvert de plus de 600 éditeurs dans plus de 60 langues.  

Le DOAB a créé le Réseau des plateformes de confiance pour favoriser la découverte de livres en accès ouvert et faciliter la tâche des éditeurs dans le référencement de leurs livres en accès ouvert. Ils ont ainsi la possibilité de vérifier si leur contenu correspond aux critères du DOAB et de référencer automatiquement les livres et chapitres de livres.   

En novembre 2022, a été lancé le service PRISM (Peer Review Information Service for Monographs) afin de renforcer la confiance dans l’évaluation par les pairs et l’édition de livres académiques en accès ouvert. Le service PRISM permet aux éditeurs académiques d’afficher des informations standardisées sur leurs processus d’évaluation par les pairs pour l’ensemble de leur catalogue. Le logo PRISM figure au niveau du titre des ouvrages et des métadonnées. PRISM fait maintenant partie du catalogue de services d’OPERAS, ce qui lui permet d’apparaître sur la marketplace de l’EOSC.

Nous préparons l’avenir

Le DOAB doit permettre d’améliorer la transparence sur l’assurance qualité dans l’édition de livres en accès ouvert. Cela passera par la poursuite du développement du service PRISM et une confiance accrue grâce à des partenariats avec des éditeurs et des agrégateurs du monde entier pour étendre le répertoire et le faire connaître à la communauté scientifique ainsi qu’au grand public.  

Le DOAB regroupant surtout des éditeurs d’Europe et d’Amérique du Nord, l’objectif dans les prochaines années est de l’ouvrir davantage au reste du monde afin de favoriser la bibliodiversité. Offrir aux éditeurs et aux auteurs et autrices de livres un accès équitable à la diffusion mondiale, de la même façon que ont déjà fournis des livres en accès ouvert aux bibliothèques et lecteurs et lectrices à travers le monde, est une partie importante de la mission du DOAB. Le DOAB a pour ambition de répondre de la meilleure façon possible aux besoins d’une édition scientifique ouverte et équitable. 

Explorer la collection

The Book Analytics Dashboard project: reflections on coordination, collaboration, and community consultation

This blog post was initially published by Kathryn Napier on the the Curtin Open Knowledge Initiative (COKI) website on May 30, 2023.

The Book Analytics Dashboard (BAD) project (2022-2025) is a 3-year, Mellon Foundation funded project that is creating a sustainable analytics service to support diverse Open Access (OA) book publishers. Affectionately referred to as the BAD project, our goal is to provide publishers with user-friendly tools to navigate complex data about how their books are being used. The project is grounded in the premise that efficient, user-friendly usage analytics services are needed to safeguard and support diversity in the voices, perspectives, geographies, topics, and languages made visible through OA books. 

The BAD project is building on the earlier (2020-2022) Mellon-funded Developing a Pilot Data Trust for Open Access Ebook Usage project, affectionately referred to as the OAeBU project. The BAD project is scaling workflows, infrastructure and customer support processes originally developed during the earlier project. In addition to technical refinement and scaling, BAD is developing a long-term plan for housing, maintenance, and funding of the analytics service as a sustainable community infrastructure.

The team working on BAD is truly international. The Principal Investigator (PI) team comprises: Lucy Montgomery from Curtin University (Australia); Cameron Neylon (Curtin University); Niels Stern and Ronald Snijder (OAPEN Foundation, the Netherlands), as well as community cultivation expert Katherine Skinner (Research Lead at IOI, based in the United States). 

I lead the project’s technical team, which is based at Curtin University and has close links to the Curtin Institute for Computation. The Curtin team is working closely with OAPEN to support the development of the governance and sustainability model needed to ensure the long-term stability of a dashboarding service. The whole project team meets weekly, coordinating a series of teleconference meetings and coworking sessions across hemispheres and timezones.

Cameron Neylon (Curtin University), Rebecca Handcock (Curtin University), Kathryn Napier (Curtin University), Sînziana Păltineanu (OAPEN Foundation), Laura J. Wilkinson (OAPEN Foundation), Ronald Snijder (OAPEN Foundation), Lucy Montgomery (Curtin University), Katherine Skinner (Formerly Educopia Institute, now IOI), Niels Stern (OAPEN Foundation) meeting online in March 2023.

Consult, listen, iterate

Engaging with community feedback productively has demanded willingness, not just to consult stakeholders, but also to listen and iterate technical directions. The decision to move away from Elasticsearch Kibana in favour of Looker Studio during the first year of the project is an example of how this process of consulting, listening, and iterating has worked in practice. 

In 2022, when the BAD project kicked off, an important first priority was community consultation and the development of the first annual Technical Roadmap. A draft technical roadmap was made available for community comment and feedback in June-July 2022. The draft technical roadmap had a dual purpose: making technical systems and plans visible to stakeholders; and inviting those stakeholders into a conversation about where effort and resources should be focussed. 

The original project plan placed a heavy focus on standardising technical workflows developed during the previous OAeBU project, in order to support scaling of a dashboard service. This included the use of ElasticSearch Kibana, a system chosen because of its ability to allow for fine-grained user access roles and permissions, and well suited to keeping the information contained in dashboards private. However, ElasticSearch Kibana is less well-suited to a publisher-focussed dashboard service that engages with the value of dashboards to support advocacy and public communication. Being able to easily make dashboards public, embedding dashboards within publisher websites, and simple, visually appealing user interfaces required a different solution.

An example of pilot dashboards produced using ElasticSearch/Kibana during the OAeBU project.

Community consultation and feedback in the early stages of the BAD project highlighted important differences between the primary use cases imagined during the OAeBU project, which focussed on keeping data private; and the needs of users focussed on external messaging and public sharing of visualisations. Improving user experience needed to become a higher priority. Rather than simply standardising ElasticSearch Kibana workflows, the BAD dashboards needed both a visual and technical revamp. Technical work shifted focus to producing dashboards that can be used both publicly for marketing and communication and internally for reporting by publishers.

An example of the BAD dashboards produced using Looker Studio during the first year of the BAD project (see the template dashboard here, and the University of Michigan Press’ dashboard embedded in their website here).

We therefore shifted our focus on technical priorities in the updated technical roadmap (released in January 2023) to investigating alternative dashboarding solutions, and produced a template dashboard using Looker Studio, a dashboarding solution offered by Google. This template dashboard formed the basis of focus group community consultations that took place in the first quarter of 2023, and the dashboard design will continue to iterate and incorporate feedback through the life of the BAD project.

Virtual, in-person, hybrid: working as a truly global team

The first year of the BAD project presented both challenges and exciting opportunities. Coordinating project management and deliverables across a multinational and multidisciplinary team is not a simple exercise, and we have discovered that a combination of detailed in-person meetings and workshops with regular teleconference meetings has resulted in the best outcomes for the project. The lightbulb moment that occurred in late 2022 where we shifted our technical priorities and dashboarding system would not have occurred without a series of in-person meetings.

Laura J. Wilkinson (OAPEN Foundation), Ronald Snijder (OAPEN Foundation), Lucy Montgomery (Curtin University) and Cameron Neylon (Curtin University) meeting in person for a series of project workshops in The Hague, October 2022.

This shift in technical focus came at an ideal time within the first year of the project. We are now well placed to further refine the dashboard design through the feedback received from the focus groups (detailed in the draft technical roadmap for year 2), which will also inform the continued development of the dashboarding services sustainability, governance and financial models. We will continue to endeavour to build the best service we can with the combined talents from our multidisciplinary team.

Kathryn Napier

Learn more about the BAD project

Open Access Books – Helping small libraries think big

Over the last couple of years, the OAPEN Library and Directory of Open Access Books (DOAB) collections have grown significantly. We have seen more open access (OA) books being added, and welcomed new publishers from around the world. Much of the continued momentum for OA books has been made possible thanks to the support of a growing library community: investing in OA book programmes, infrastructures and services that enable not only the availability of these books in an OA format, but also their discoverability, preservation and integration into everyday workflows. 

Today, we are speaking with David Dusto, Electronic Resources Librarian at the Elizabeth City State University to learn more about their engagement with OA books.

David, thank you for agreeing to share your story with us. Libraries worldwide increasingly include our collections in their library catalog. These range from large academic libraries to specialized libraries attached to research institutes as well as smaller colleges. For those unfamiliar with Elizabeth City State University, could you share a bit more about the University and its library?

Elizabeth City State University (ECSU) is a public university that is part of the University of North Carolina system. With just over 2,000 students, ECSU is one of the smallest universities in the system, and it is also a Historically Black College or University (HBCU) and approximately ⅔ of the enrolled students are minorities. Historically, ECSU started in 1891 as a teaching college, and still has a large education school. Today, ECSU is also known for its innovative aviation program. The largest U.S. Coast Guard base in the United States is also located in Elizabeth City, so we have many military students as well. The G.R. Little Library is the campus library. We have a small staff of 5 full-time librarians and two other permanent staff, and we work to meet the research and information needs of all the student body.

Could you share more about your role in the library and how you first became familiar with open access books?

I am the Electronic Resources Librarian, but my predecessor held the title “Serials Librarian”, which shows how rapidly academic libraries are changing. I first became familiar with open-access books while I was a graduate student at the University of North Carolina School of Library and Information Science over a decade ago, and have been avidly interested in the subject of both open access books and journals since then. I am also involved with the university’s institutional repository (NCDOCKS), which serves as an open-access collection for material published by students and employees at the university.

To what extent are OA books a part of your library’s strategy today?

ECSU is a small university and our budget for collection development is limited, but I have found that I can supplement our existing eBook collections by locating high-quality open-access collections and adding them to the library website and discovery system. This has been enormously helpful – usage statistics indicate that a considerable percentage of eBook views through the library website are from open-access items. Therefore, despite the small size of the library and its resources, I have been able to build a large and useful online collection for our students and faculty.

How can OA books further support your library and the institution’s mission?

It’s important for institutions such as DOAB to exercise quality control in what they add to their collection, in order for it to be as useful and relevant as possible. Ensuring that links are working correctly in OA directories will save librarians like me a lot of time and aggravation in the long run, as we won’t have to deal with authentication issues and access limits that we are often confronted with when working with subscription-based collections.

In recent years open access for books has gained momentum, yet starting from a small base with a long road ahead still. Do you have any particular expectations or wishes for the open access book community and how this may evolve in the coming years?

I hope to see more institutional support for open-access book publishing. The focus for OA materials that I have seen from universities is primarily focused on journals rather than books, and I would be pleased to see increased support from both university presses/publishing houses and also from smaller institutions that may not have their own press. This would give authors from smaller universities the opportunity to publish and raise the prestige of their own institution, rather than going through a central system press. Similarly, I would like to see increased support for open course materials, such as open-access textbooks. As textbook costs continue to rise, having open course materials not only available but also adopted by instructors would go a long way towards easing the financial burden for students while simultaneously increasing access to materials.

 

NWO-funded book author interview: Rens Bod

Since the start of our collaboration with NWO – The Dutch Research Council, the OAPEN Library has seen the NWO collection grow, now containing almost 200 titles. OAPEN asked 3 authors/editors of books arising from NWO-funding to share their experiences and views, the third interview is with Rens Bod:

L.W.M. (Rens) Bod is a professor in digital humanities and history of humanities at the University of Amsterdam.  His research focuses on the exploration of patterns and underlying principles in language, music, art, literature, and history. He is the author of the first historical overview of the humanities from Antiquity to the present: A New History of the Humanities. Bod is a Vici-laureate and he is currently PI in the NWO Gravitation project “Language in Interaction”.

Your recent publication is an English translation of your book that was previously published in Dutch. Published with Johns Hopkins University Press: World of Patterns – A Global History of Knowledge was made freely available under a CC-BY licence, allowing re-use. What was your motivation for publishing the translation of your book openly and under this license, in other words what was your motivation to change your pattern?

I wanted to make the book as widely accessible as possible, and open access is the best strategy to do this. Thus I learned from the publisher (JHU Press) that my book was downloaded already over 40.000 times in the first month only. So for creating impact, open access seems a fantastic way to go. As to the CC-BY licence: this was entirely the publisher’s choice.

In the acknowledgements of World of Patterns, you mention various funding sources. Could you elaborate on your experience in gathering funding for an open access version?

My previous funding sources, such as NWO Vici and NWO Gravitation, did not involve funding for open access. But in the recent past I did ask for funding to make our book series The Making of the Humanities open access(three volumes published together with Jaap Maat and Thijs Weststeijn by Amsterdam University Press, 2010, 2012, 2014). We obtained small amounts of funding from different foundations, including the J.E. Jurriaanse Foundation and the Dr. C. Louise Thijssen-Schoute Foundation. This involved quite some work, as it meant that we had to apply several times for small amounts of funding for each volume.

Did unrestricted access help you to reach new audiences compared to traditional publishing?

Definitely, I noticed that I have several readers from the Global South who might not have been able to read my book if they had to pay for it.

What is your view in general on open access academic book publishing, its benefits, or limitations?

I am generally positive and I believe NWO should use its open access fund also for books that are not the product of one of its funded project (my book was in fact the result of an NWO Open Competition project). It would be fantastic if many more scholars can publish their books open access, as it would increase accessibility which may be especially important for other parts of the world. Sure, there are also some disadvantages: it becomes very easy to re-use just a chapter or even a smaller part of the book without taking into account its context. People can simply copy and paste. But of course these are the consequences of our digital world. So far, I haven’t seen any misuse or abuse of my book, so perhaps the risks are not that high.

In World of Patterns you examined where our knowledge of the world began and how it developed. What is your perspective on the direction of knowledge development in the future?

That’s the hardest question to tackle. It appears that all knowledge will continue to be based on patterns (regularities, laws), principles (deeper generalizations, deterministic or statistical) and the relations between these two (inductive, deductive, abductive). I noticed in my historical research that there can also be patterns in the relations between patterns and principles, and even more: principles underlying these patterns in the relations. Now I realize this gets terribly abstract, but if we look at a variety of disciplines, such as artificial intelligence, digital history, medical information science and forensic science, then we find the re-use of successful derivations between patterns and principles all the time. It seems that this might be a promising way for future knowledge development.